Independent Expertise for Stronger AML Controls
TA Tech provides specialised advisory, assessment and validation services covering AML systems, models, processes and governance. Assess. Validate. Strengthen.
AML Health Check
Evaluate the effectiveness and efficiency of an institution's current AML environment.
Services may include
- AML systems and architecture
- Screening configuration
- Transaction-monitoring scenarios
- Alert volumes and false positives
- Customer-risk methodology
- KYC and periodic reviews
- Investigation workflows
- Case management
- Data quality and completeness
- Governance and documentation
- Management information
- Opportunities for automation
Independent, evidence-based
Our consultants combine financial-crime knowledge, data analytics and implementation experience to deliver practical, evidence-based recommendations. Assessments are independent of any system vendor.
Request an AML Health Check →Deliverables may include
- Current-state assessment
- Gap and risk analysis
- Prioritised recommendations
- Target operating model
- Technology roadmap
- Proof-of-concept proposal
Name-Screening Advisory and Validation
Evaluate the design, configuration and effectiveness of sanctions, PEP and customer name-screening systems.
Services may include
- Screening-system health checks
- Algorithm and matching-logic assessment
- Threshold and sensitivity analysis
- Fuzzy-matching configuration review
- Transliteration and alias testing
- List coverage and data-flow review
- False-positive and false-negative analysis
- Test-case design and execution
- Alert-disposition analysis
- Screening calibration support
- Governance and control assessment
- Independent validation reports
Independent, evidence-based
Our consultants combine financial-crime knowledge, data analytics and implementation experience to deliver practical, evidence-based recommendations. Assessments are independent of any system vendor.
Request an AML Health Check →Transaction-Monitoring Advisory and Validation
Assess whether transaction-monitoring scenarios appropriately identify relevant financial-crime risks.
Services may include
- Transaction-monitoring framework review
- Scenario and rule assessment
- Threshold calibration
- Historical transaction-data analysis
- Scenario coverage and gap analysis
- Alert-volume and false-positive analysis
- Segmentation methodology review
- Data completeness and quality assessment
- Model and scenario performance testing
- Investigation workflow assessment
- Back-testing and outcome analysis
- Validation and recommendation reports
Independent, evidence-based
Our consultants combine financial-crime knowledge, data analytics and implementation experience to deliver practical, evidence-based recommendations. Assessments are independent of any system vendor.
Request an AML Health Check →Customer Risk Rating
Review the methodology, data and governance used to classify customer risk.
Services may include
- Customer-risk methodology design
- Inherent and residual risk assessment
- Risk-factor and weighting review
- Geographic, customer, product and channel risk analysis
- Customer segmentation
- Score and threshold calibration
- Override and exception analysis
- Data-quality assessment
- Risk-rating validation
- Model governance and documentation
- Periodic review methodology
- Management reporting
Independent, evidence-based
Our consultants combine financial-crime knowledge, data analytics and implementation experience to deliver practical, evidence-based recommendations. Assessments are independent of any system vendor.
Request an AML Health Check →Customer Due Diligence
Improve the effectiveness and efficiency of onboarding, CDD, EDD and ongoing review processes.
Services may include
- CDD and EDD framework reviews
- Customer onboarding process assessment
- Periodic KYC review assessment
- Trigger-event review
- Beneficial-ownership analysis
- Source-of-funds and source-of-wealth review
- High-risk customer review
- KYC file remediation
- Customer documentation assessment
- Workflow and control design
- Quality assurance
- Policy and procedure development
Independent, evidence-based
Our consultants combine financial-crime knowledge, data analytics and implementation experience to deliver practical, evidence-based recommendations. Assessments are independent of any system vendor.
Request an AML Health Check →AML Reports and Regulatory Advisory
Independent assessments, governance documentation and remediation planning.
Services may include
- AML health-check reports
- System and model validation reports
- Risk-assessment reports
- Control-effectiveness assessments
- Gap analyses
- Remediation plans
- Policies and procedures
- Management and board reports
- Model-governance documentation
- Audit and regulatory-examination support
Independent, evidence-based
Our consultants combine financial-crime knowledge, data analytics and implementation experience to deliver practical, evidence-based recommendations. Assessments are independent of any system vendor.
Request an AML Health Check →Model Governance
Establish controls for the safe, explainable and accountable use of models and AI.
Services may include
- Model inventory and classification
- Model-risk assessments
- Independent model validation
- Performance and drift monitoring
- Explainability assessment
- Bias and fairness testing
- Model-change and approval controls
- Data-lineage documentation
- Third-party AI risk assessment
- AI incident-management processes
Independent, evidence-based
Our consultants combine financial-crime knowledge, data analytics and implementation experience to deliver practical, evidence-based recommendations. Assessments are independent of any system vendor.
Request an AML Health Check →Assess. Validate. Strengthen.
Understand your current AML control environment, identify weaknesses and implement practical improvements.